Your AML
Solutions
Covered
Ensuring Regulatory Compliance
About Safe Harbor Compliance
Safe Harbor Compliance is a leading Anti-Money Laundering (AML) Compliance Advisory business, specializing in AML Compliance, AML Policies and Processes, AML Risk Assessments, and other compliance advisory services. Our dedicated team is committed to providing expert solutions to ensure your business meets compliance standards and regulations.
Our Services
AML/CTF Compliance
Regulatory Compliance
We offer comprehensive AML/CTF compliance services to help businesses adhere to the latest regulations effectively, including conducting system audits and testing. Special solutions for MLROs and TCSPs.
Policies and Procedures
Customized Solutions
Our experts specialize in setting up and reviewing AML policies and procedures tailored to your business needs, ensuring robust compliance frameworks.
Customer Screening
Know Your Customer
We specialize in customer due diligence, screening, and Know Your Client (KYC) services. Our dedicated team focuses on ensuring compliance by verifying customer identities and evaluating potential risks.
Suspicious Transactions
Suspicious Transactions Reporting
We assist our clients in reporting suspicious transactions to regulators. Our experienced team guides you through the reporting process, ensuring compliance with requirements.
Risk Assessment
Understanding Risks
We conduct thorough AML risk assessments, including Institutional Risk Assessment (IRA) to identify and mitigate potential risks, safeguarding your business against financial threats.
Compliance Training
Staff Training
Our training programs empower your team with the knowledge and skills needed to maintain compliance standards and uphold integrity in your operations.
Inhouse Counsel Services
Expert Legal Guidance
At our firm, we recognize that some clients may need ad hoc legal advice. We are here to serve as your outsourced in-house counsel, addressing your legal challenges while proactively managing legal risks. We have experienced legal counsultants on our team to support and guide you in navigating the complexities of your legal landscape.
Professional Track Record
Our Managing Director previously served as the Head of Litigation for APAC at The Royal Bank of Scotland, bringing extensive experience in managing significant global regulatory matters and investigations within financial markets. She has interacted with key regulatory bodies, including the SEC, FCA SFC, MAS, and JFSA.
Following her tenure at the Royal Bank of Scotland, our Managing Director took on the role of Head of AML Legal at Moody’s Ratings. In this position, she managed and optimized cross-border AML processes and controls to guarantee compliance with legal and regulatory requirements while enhancing customer onboarding experiences. She is a subject matter expert in AML compliance.
Our Managing Director was previously a consultant at global firms such as Goldman Sachs, Morgan Stanley, Barclays, and HP Inc. She is a knowledgeable attorney and compliance expert, ready to offer you practical and effective solutions.